Supreme Court decision · Legal Ethics and Practical Exercises
Reyes v. Faderan
A.M. No. R-581-MTJ · Promulgated June 14, 1990
In brief
This case is about administrative complaints against Judge Ernesto A. Faderan for incompetence, neglect of duty, and willful disobedience of the Supreme Court's suspension order, leading to his dismissal from service.
Judicial Misconduct, Willful Disobedience, Dismissal from Service, Gross Neglect of Duty, Code of Judicial Conduct
Related cases
- Adm. No. R-704-RTJ Longboan v. Polig (Previous decision in Legal Ethics and Practical Exercises)
- Adm. Case No. 2200 Gutierrez v. Zulueta (Next decision in Legal Ethics and Practical Exercises)
Full text
EN BANC
[ A.M. No. R-581-MTJ. June 14, 1990 ]
VICTOR B. REYES, COMPLAINANT, VS. HON. ERNESTO A. FADERAN, RESPONDENT.
[AM. NO. R-674-MTJ. JUNE 14, 1990]
ROGELIO C. ACDAL, COMPLAINANT, VS. HON. ERNESTO FADERAN, RESPONDENT.
[AM. NO. R-675-MTJ. JUNE 14, 1990]
EISHENHOWER P. ADAZA, COMPLAINANT, VS. HON. ERNESTO FADERAN, RESPONDENT.
[AM. NO. R-292-MTJ. JUNE 14, 1990]
LOURDES CLEMENTE-SANTOS, COMPLAINANT, VS. JUDGE ERNESTO A. FADERAN, RESPONDENT.
[AM. NO. MTJ-86-49. JUNE 14, 1990]
LEONORA M. PASCUA, COMPLAINANT, VS. JUDGE ERNESTO A. FADERAN, RESPONDENT.
[AM. NO. MTJ-88-206. JUNE 14, 1990]
VICENTE GREGORIO, COMPLAINANT, VS. JUDGE ERNESTO A. FADERAN, RESPONDENT.
R E S O L U T I O N
PER CURIAM:
These administrative
complaints were filed against Judge Ernesto Faderan,
formerly the Presiding Judge of the Municipal Circuit Trial Court (MCTC) of Paoay Currimao, Ilocos Norte until he was transferred to his
present station, the MCTC of Piddig-Carasi-Solsona, Ilocos Norte in January 1987.
IN AM. NO. R-581-MTJ
Atty. Victor Reyes, Assistant Provincial Fiscal of Ilocos Norte in a verified complaint dated
The complainant averred that the respondent failed to attend
scheduled hearings of criminal cases without prior notice to the parties. He also averred that the respondent was not
on leave of absence on the scheduled dates
of the hearing.
IN AM. NO. R-674-MTJ
Romeo C. Acdal, a detention prisoner
since March 1986, in a letter-complaint dated
IN AM. NO. R-675-MTJ
Eishenhower (sic) Adaza,
barrio captain of Paoay, Ilocos
Norte, in a letter-complaint dated
The complainant alleged
that on
IN AM. NO. R-292-MTJ
Lourdes Clemente Santos, in a verified complaint dated
The charges against the respondent arose in connection with the criminal case for theft filed against the complainant by Pacifico Clemente. The complainant averred that the respondent, without conducting a preliminary investigation whereby the respondent should have asked Pacifico and his witnesses clarificatory questions and without even determining whether there is sufficient evidence that the crime of theft has been committed and that the complainant is probably guilty thereof, hastily issued a warrant of arrest against the complainant.
The complainant also averred that the respondent knowingly
omitted the express requirement to furnish the complainant with copies of the
criminal complaint and the supporting affidavits and did not bother to direct
her to submit her counter-affidavit as mandated by the Judiciary Reorganization
Act (Batas Pambansa Blg. 129).
IN AM. NO. MTJ-86-49
Leonora M. Pascua, in a verified
letter-complaint dated
IN AM. NO. MTJ-88-206
Vicente Gregorio, in a sworn letter-complaint dated
The complainant alleged that in the Order dated June 27, 1988, the respondent Judge stated that at the mediation and conciliation conference, his court mediated between the parties (referring to the herein complainant and one Amador Madamba). This was denied by the complainant who claimed that he was not given any opportunity to be heard thereat. In the same order, the respondent Judge directed herein complainant to desist from molesting the priority rights of Amador Madamba over the residential land in question, which, according to the complainant happens to be part of the property belonging to him and which has been in his possession since 1974.
The complainant asserted that the respondent Judge has no jurisdiction to issue the assailed order and argued that pursuant to PD No. 1508, the Barangay Lupon should be the one to conduct the mediation and conciliation proceedings before any action could be formally filed in court. In the instant case, the respondent Judge allegedly undertook to conduct the mediation and conciliation proceedings and decided the controversy in his capacity as Presiding Judge of the MCTC where there was no case actually filed in his sala in connection with the subject matter in question.
In the resolutions dated June 17, 1986 and July 29, 1986, the
Court, acting on the complaints in AM No. R-581-MTJ, AM No. R-674-MTJ, and AM No. 675-MTJ, ordered the respondent
to comment on the aforementioned complaints.
In a resolution dated
In the other three cases, the respondent likewise failed to submit his comments as required. All the while respondent had been conducting trials, deciding cases and submitting the corresponding monthly reports in defiance of the resolution suspending him from the service, his latest monthly report being for the month of October 1989.
As a result of all
these, the Court issued a resolution dated February 8, 1990, ordering the
respondent to cease discharging his functions, to show cause within a
non-extendible period why he should not be
removed from the service for his willful and continued defiance of the
resolution of October 8, 1987 and required him to file his comment on the
aforesaid cases within a non-extendible period.
The investigation report prepared by the Deputy Court Administrator after interviewing the respondent in Paoay, Ilocos Norte and the respondent’s letter dated March 1, 1990 contain the respondent’s side on the issues.
The reason given by the respondent for his failure to file his comments in the different administrative cases is that from the time his wife left him in 1985, he felt so depressed and emotionally disturbed that he was not in the proper disposition to answer the charges against him. He even took a leave for a period of two months from December 1986 to January 1987 for him to maintain his mental sanity and composure. Also, with his reappointment and transfer as Judge to the MCTC of Piddig-Solsona-Carasi, the respondent believed that the administrative cases filed against him during his term as MCTC Judge of Paoay-Currimao were rendered moot and academic.
The reasons given by the respondent do not justify the delay in
answering the complaints against him.
His wife left him in 1985 and he was asked to file his comments in the
succeeding years from 1986 to 1988. He
had ample time to recover from the depression caused by his wife’s sudden
departure. Moreover, depression is never
a reason for a public officer’s non-compliance with simple duties. If he cannot do his work, he should go on
leave or resign. Even assuming arguendo that the respondent
believed in good faith that the administrative cases against him were rendered
moot and academic because of his transfer, his receipt of the resolution dated
On the matter of the continuous discharge of his functions despite the order of suspension, the respondent states that there were many pending warrants of arrest issued by him before the order of suspension, so that if he will not hold office, many persons arrested by virtue of said warrants will be unduly detained considering that they cannot be temporarily released upon posting a bail without his presence. He alleged that there was no acting judge designated to preside over his sala in his absence as the Executive Judge was not furnished a copy of the resolution ordering his suspension. He stated that people from the municipality where he was transferred to, go all the way to his residence in Paoay to ask him to act on their legal problems. The respondent states that in his desire to help and with good intentions in mind, he usually proceeds to his court sala to attend to litigants and people involved in legal controversies. Also, the respondent wanted to make it appear that the situation was normal as to avoid humiliation. The respondent felt so confused because of his marital problems coupled with the task of supporting his eight children plus the order of suspension.
The respondent continued to discharge his functions as a Judge for a period of two years from his receipt of the October 1987 resolution. The contention about his alleged desire to finish his pending work concerning the warrant of arrests and the failure to notify the Executive Judge of his suspension is completely negated by the recklessly imprudent attitude of the respondent towards his work. Under the circumstances given in his explanations, the respondent continued with his duties as a Judge only to avoid the humiliation of the suspension. This reason is not only flimsy but is also difficult to believe in the light of the facts of this case. More credible is a deliberate disregard of the Court’s order of suspension. The respondent deliberately disobeyed an order of suspension.
The respondent also contends that he never conducted hearings
during the period of his suspension. He
explained that it was his Branch Clerk of Court who prepared the monthly
reports and though he was hesitant to sign such, he did so as the failure to
submit the monthly reports will result in the withholding of the said branch clerk’s salary.
This reasoning has absolutely no merit. A Judge should know that he should never
falsify records for anybody’s sake - himself, his subordinates, parties, or
third persons. But even assuming that
the respondent’s contention is correct,
the fact remains that he signed the monthly reports knowing that they were
false. This reveals how lightly
respondent regarded the importance of official reports. This shows gross negligence in the
performance of his duties.
Considering the above, there is no question that the respondent acted with great disrespect and willful disobedience to the Court’s orders. (See Court Administrator v. Magtibay, 161 SCRA 137 [1988])
As to AM. No. R-581-MTJ, the respondent contends that if it were true that he did not show up at the hearing of the criminal cases scheduled, the parties and the lawyers would have also complained about his absence.
A certification was made by the Clerk of Court of the MCTC of Paoay-Currimao that the respondent was indeed absent during one of the scheduled hearings. However, there is no evidence on the record about the other hearings.
As to
AM. No. R-674-MTJ, the
respondent states that he recommended the filing of the corresponding
information against Acdal and forwarded the same to
the Office of the Provincial Fiscal.
However, Provincial Fiscal Pobre without
taking consideration of the recommendation of the respondent, motu proprio dismissed the case
against Acdal.
The respondent admits that Acdal is a detention prisoner. A misunderstanding between the respondent and the provincial fiscal should not prejudice the rights of the complainant as he is being detained without due process of law being accorded to him. A Judge should be the first person to respect and promote an accused’s constitutional rights.
As to AM. No. R-675-MTJ, the respondent
contends that the person from whom the gun was confiscated was not a Joventino Tolentino but one Joventino Francisco according to the complaint filed by the
police. The respondent issued a warrant
of arrest for Francisco but this was returned unserved
as the accused had fled to
There is nothing in our records to support the allegations of the complainant. However, considering our findings in the other cases against the respondent, we see no need for further investigation of this particular complaint.
Furthermore, the respondent alleges that the above three complaints were all instigated by Provincial Fiscal Pobre in his desire to remove him from office.
This allegation is not substantiated in the records.
As to AM No. R-292-MTJ, the respondent contends that he conducted personal examination of the complainant and his witnesses based on the affidavits submitted by them. However, the said personal examination was not reduced into writing considering that their affidavits had been adopted as the answers of the complainant and his witnesses. The respondent states that after conducting such personal examination, he was of the opinion that there exists a probable cause and correspondingly issued a warrant of arrest. The respondent also claims to have issued an order requiring the submission of counter-affidavits.
The crime was committed five years ago and the witnesses
presented by the complainant were 71 years old and 60 years old at the time of
the filing of the complaint which means that they were about 66 and 55 years
old respectively when the offense was committed. It is true that, in the final analysis,
whether or not probable cause exists depends upon the judgment and discretion
of the Judge issuing the warrant of arrest (Marinas v. Siochi,
104 SCRA 423 [1981]) but in this case
the respondent should follow the proper procedures before issuing a warrant of
arrest. Moreover, he should have
considered the facts and circumstances of the case in the conduct of the
personal examination.
In AM. No. MTJ-86-49, the respondent claims that
were it not for his leave and his transfer to another sala,
he would have immediately acted on the said case. The respondent admits that the case was
already submitted for decision before he took his leave but there was no
mention as to exactly when it was submitted for decision.
The records are
incomplete to support the complainant’s allegation that the said case was
submitted for decision some three years ago from the filing of her complaint in
1986 but the Judge practically admits that he failed to act on the case on time. We see no need for purposes of this
resolution to order further investigations on this matter.
In AM. No. MTJ-88-206, the respondent avers that he
was not acting in his official capacity as a Judge but as a friend trying to
help the parties settle their differences.
It was due to a mental lapse on his part that he issued the questioned
order instead of a document embodying the parties
intention and agreement. He had no
intention of usurping the function of a barangay
court but it is common practice in a community that when they want to settle their differences, they go to a judge.
An order issued by a judge is accorded great weight and respect by the people in a community. Therefore, such orders should be issued with great care and discretion. The alleged mental lapse of the respondent is rejected by this Court which can find no excuse for the issuance of an order as a Judge when there was actually no case filed in his sala.
The respondent is found to have acted with great disrespect and willful disobedience to this Court’s orders. The facts show that he is negligent in the use of his authority as a Judge.
There is no need to go into great detail as to the many legal bases why the respondent should be dismissed with prejudice. The facts especially the admissions of the respondent when laid against the Rules show guilt beyond reasonable doubt. It is sufficient to stress that Judge Ernesto A. Faderan has violated the following provisions of the Code of Judicial Conduct:
“Rule 1.01. - A judge should be the embodiment of competence, integrity, and independence.”
xxx xxx xxx
“Rule 2.01. - A judge should so behave at all times as to promote public confidence in the integrity and impartiality of the judiciary.”
xxx xxx xxx
“Rule 2.03. - A judge shall not allow family, social, or other relationships to influence judicial conduct or judgment. The prestige of judicial office shall not be used or lent to advance the private interests of others, nor convey or permit others to convey the impression that they are in a special position to influence the judge.”
xxx xxx xxx
“Rule 3.01. - A judge shall be faithful to the law and maintain professional competence.”
“Rule 3.02. - In every case, a judge shall endeavor diligently to ascertain the facts and the applicable law unswayed by partisan interests, public opinion or fear of criticism.”
xxx xxx xxx
“Rule 3.05. - A judge shall dispose of the court’s business promptly and decide cases within the required periods.”
xxx xxx xxx
“Rule 3.08. - A judge should diligently discharge administrative responsibilities, maintain professional competence in court management, and facilitate the performance of the administrative functions of other judges and court personnel.”
“Rule 3.09. - A judge should organize and supervise the court personnel to ensure the prompt and efficient dispatch of business, and require at all times the observance of high standards of public service and fidelity.”
The acts of the respondent show that he is totally unfit and undeserving to be a member of the Judiciary.
WHEREFORE, respondent Ernesto Faderan is DISMISSED from the service with forfeiture of all salaries, benefits and leave credits to which he may be entitled and with prejudice to re-employment in the Government service, including government-owned or controlled corporations. The Court stresses that this action is without prejudice to any criminal or civil liability which may have arisen from the acts complained of in these cases.
SO ORDERED.
Fernan, C.J., Narvasa, Melencio-Herrera, Gutierrez, Jr., Cruz, Paras, Feliciano, Gancayco, Padilla, Bidin, Sarmiento, Cortes, Medialdea, and Regalado, JJ., concur.Griño-Aquino, J., on leave.